Delaware | 000-22671 | 77-0188504 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
1277 Orleans Drive, Sunnyvale, CA | 94089-1138 | |||
(Address of principal executive offices) | (Zip Code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
(i) | The Company’s stockholders elected the following nominees to serve as Class III directors until the date on which the Annual Meeting of Stockholders is held in 2020. The votes were as follows: |
Nominee | Votes For | Votes Withheld | Broker Non-Votes | ||||||
E. Thomas Hart | 14,199,623 | 3,586,971 | 41,915,930 | ||||||
Christine Russell | 16,965,424 | 821,170 | 41,915,930 | ||||||
Brian C. Faith | 17,531,344 | 255,250 | 41,915,930 |
(ii) | The Company’s stockholders ratified the appointment of Moss Adams, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017. The votes were as follows: |
Votes For | 58,419,227 | |
Votes Against | 630,646 | |
Abstentions | 652,651 |
(iii) | The Company’s stockholders approved an amendment of the Company's Third Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from one hundred million (100,000,000) to two hundred million (200,000,000). The votes were as follows: |
Votes For | 47,454,336 | |
Votes Against | 10,991,020 | |
Abstentions | 1,257,168 |
(iv) | The Company’s stockholders approved an amendment of the Company's 2009 Stock Plan to increase the maximum aggregate number of shares of common stock available by one million five hundred thousand (1,500,000), from six million five hundred thousand (6,500,000) to eight million (8,000,000). The votes were as follows: |
Votes For | 15,863,973 | |
Votes Against | 1,850,580 | |
Abstentions | 72,041 | |
Broker Non-Votes | 41,915,930 |
(v) | The Company’s stockholders approved an amendment of the Company's 2009 Employee Stock Purchase Plan to increase the maximum aggregate number of shares of common stock available by one million five hundred thousand (1,500,000), from three million three hundred thousand (3,300,000) to four million eight hundred thousand (4,800,000). The votes were as follows: |
Votes For | 15,772,686 | |
Votes Against | 1,925,785 | |
Abstentions | 88,123 | |
Broker Non-Votes | 41,915,930 |
(vi) | The Company’s stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers. The votes were as follows: |
Votes For | 16,783,807 | |
Votes Against | 423,546 | |
Abstentions | 579,241 | |
Broker Non-Votes | 41,915,930 |
(vii) | The Company’s stockholders approved, on a non-binding basis, the frequency of future advisory votes on executive compensation. The votes were as follows: |
Votes For 1 year | 7,707,104 | |
Votes For 2 years | 649,792 | |
Votes For 3 years | 9,111,763 | |
Abstentions | 317,935 | |
Broker Non-Votes | 41,915,930 |
Exhibit No. | Description | |
3.1 | Amended and Restated Certificate of Incorporation of QuickLogic Corporation |
Date: April 28, 2017 | QuickLogic Corporation | |||||
/s/ Suping (Sue) Cheung | ||||||
Suping (Sue) Cheung | ||||||
Vice President of Finance and Chief Financial Officer |
Exhibit No. | Description | |
3.1 | Amended and Restated Certificate of Incorporation of QuickLogic Corporation |